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Scientia Professor Ronald Masulis

Scientia Professor Ronald Masulis

Professor
  • Past President Financial Management Association International (FMA)
  • Research Associate, European Corporate Governance Institute (ECGI)
  • Senior Academic Fellow, Asian Bureau of Finance and Research (ABFER)
  • PhD, MBA, University of Chicago
  • BA (High Hons), Northeastern University
Business School
School of Banking and Finance

Research Interests:

  • Corporate governance
  • Corporate Finance
  • Venture Capital
  • M&A and International Finance

Ron Masulis is the Scientia Professor of Finance at the UNSW Business School, University of New South Wales. Ron received his MBA and PhD from the University of Chicago. He is a recognised authority in the areas of empirical corporate finance and corporate governance. His published research spans investment banking, financial institutions, market microstructure, international finance, private equity, law and economics and corporate governance topics such as mergers and acquisitions, boards of directors, executive compensation, ownership structure and business groups.


Among financial economists worldwide, he has one of the highest sustained rates of top tier publications and frequency of citations across a range of top journals including theÌýJournal of Financial Economics, Journal of Finance, Review of Financial Studies, Journal of Accounting and EconomicsÌý²¹²Ô»åÌýJournal of Law and Economics.


Ron has won a number of top research awards, including fiveÌýJournal of Financial Economics All Star Paper Awards. He is the President-Elect of the Financial Management Association. He has served on the Board of Directors/Executive Committee of the American Finance Association, the Western Finance Association and the Financial Management Association (FMA).Ìý He has served as the FMA’s Vice President of Global Services and FMA's Vice President of the 2018 Program.Ìý Ron also recently served on the board of directors of the Financial Intermediation Research Society (FIRS), was an advisory editor ofÌýFinancial ManagementÌý²¹²Ô»å is currently an advisory editor of the Journal of Multinational Financial Management, an associate editor of theÌýJournal of Financial and Quantitative Analysis,Ìý³Ù³ó±ðÌýPacific-Basin Finance Journal, the Journal of Financial StabilityÌý²¹²Ô»å is a past associate editor of theÌýJournal of Financial Economics, Journal of FinanceÌý²¹²Ô»å Review of Financial Studies.Ìý

Ìý

Ron is a research associate at the European Corporate Governance Institute (ECGI) and senior academic fellow at the Asia Bureau of Finance and Economic Research and a fellow of the Academy of the Social Sciences in Australia. In February 2015, he was the Monetary Authority of Singapore (MAS) Term Professor of Economics and Finance at NUS and from September -December 2015. He was a Distinguished Visiting Research Professor at NYU’s Stern School of Business and in the 2Ìýhalf of 2018 he was the Pembroke visiting Professor of International Finance at the University of Cambridge.

Ìý

Phone
+61 2 9385 5860
Location
UNSW Business School - Ref E12 Level 3, Office 354
  • Book Chapters | 2015
    Masulis RW; Pham PK; Zein J, 2015, 'Chapter 7: Ownership and control in family business groups around the world', in Research Handbook on Shareholder Power, Edward Elgar Publishing, pp. 131 - 167,
    Book Chapters | 2015
    Pham PK; Zein J; Masulis R, 2015, 'Ownership and Control in Family Business Groups around the World', in Research Handbook on Shareholder Power, Edward Elgar Publishing, Edward Elgar Cheltenham United Kingdom and Edward Elgar Massachusetts USA, pp. 131 - 167,
    Book Chapters | 2012
    Krishnan CNV; Masulis RW, 2012, 'Venture Capital Reputation', in The Oxford Handbook of Venture Capital, Oxford University Press, pp. 61 - 129,
    Book Chapters | 2007
    Eckbo BE; Masulis RW; Norli Ø, 2007, 'Chapter 6 Security Offerings**We thank Robert S. Hansen, Jay Ritter and Xueping Wu for suggestions.', in Handbook of Empirical Corporate Finance, Elsevier, pp. 233 - 373,
  • Journal articles | 2023
    Chang X; Chen Y; Masulis RW, 2023, 'Bank Lines of Credit as a Source of Long-Term Finance', Journal of Financial and Quantitative Analysis, 58, pp. 1701 - 1733,
    Journal articles | 2023
    Masulis R; Wang C; Xie F; Zhang S, 2023, 'Directors: Older and Wiser, or Too Old to Govern?', Journal of Financial and Quantitative Analysis,
    Journal articles | 2023
    Masulis RW; Mobbs S, 2023, 'Influential independent directors' reputation incentives: Impacts on CEO compensation contracts and financial reporting', Journal of Corporate Finance, 82,
    Journal articles | 2023
    Masulis RW; Reza SW; Guo R, 2023, 'The sources of value creation in acquisitions of intangible assets', Journal of Banking and Finance, 154, pp. 106879 - 106879,
    Journal articles | 2023
    Masulis RW; Reza SW, 2023, 'Private benefits of corporate philanthropy and distortions to corporate financing and investment decisions', Corporate Governance: An International Review, 31, pp. 464 - 490,
    Journal articles | 2022
    Masulis R; Pham PK; Zein J; Ang A, 2022, 'Crises as Opportunities for Growth: The Strategic Value of Business Group Affiliation', Journal of Financial and Quantitative Analysis, forthcoming
    Journal articles | 2021
    Ellul A; Goldstein I; Holden C; Masulis R; Pontiff J; Schoar A, 2021, 'Annual report of the society for financial studies for 2018–2019', Review of Financial Studies, 33, pp. 990 - 1008,
    Journal articles | 2021
    Liu C; Masulis RW; Stanfield J, 2021, 'Why CEO option compensation can be a bad option for shareholders: Evidence from major customer relationships', Journal of Financial Economics, 142, pp. 453 - 481,
    Journal articles | 2020
    Ellul A; Goldstein I; Holden C; Masulis R; Pontiff J; Schoar A, 2020, 'Annual report of the society for financial studies for 2018-2019', Review of Asset Pricing Studies, 10, pp. 179 - 197,
    Journal articles | 2020
    Liu C; Low A; Masulis RW; Zhang L, 2020, 'Monitoring the monitor: Distracted institutional investors and board governance', Review of Financial Studies, 33, pp. 4489 - 4531,
    Journal articles | 2020
    Masulis RW, 2020, 'A Survey of Recent Evidence on Boards of Directors and CEO Incentives', Asia-Pacific Journal of Financial Studies, 49, pp. 7 - 35,
    Journal articles | 2020
    Pham PK; Masulis R; Zein J, 2020, 'Family Business Group Expansion through IPOs: The Role of Internal Capital Markets in Financing Growth while Preserving Control', Management Science, 66, pp. 5191 - 5215,
    Journal articles | 2019
    Dou Y; Masulis R; Zein J, 2019, 'Shareholder Wealth Consequences of Insider Pledging of Company Stock as Collateral for Personal Loans', Review of Financial Studies,
    Journal articles | 2019
    Masulis R, 2019, 'How valuable are independent directors? Evidence from external distractions', Journal of Financial Economics, pp. 1 - 31,
    Journal articles | 2019
    Masulis RW; Wang C; Xie F, 2019, 'Employee-Manager Alliances and Shareholder Returns from Acquisitions', Journal of Financial and Quantitative Analysis,
    Journal articles | 2018
    Johnson WC; Kang JK; Masulis RW; Yi S, 2018, 'Seasoned equity offerings and customer–supplier relationships', Journal of Financial Intermediation, 33, pp. 98 - 114,
    Journal articles | 2018
    Masulis RW; Simsir SA, 2018, 'Deal Initiation in Mergers and Acquisitions', Journal of Financial and Quantitative Analysis, 53, pp. 2389 - 2430,
    Journal articles | 2015
    Kwan A; Masulis R; McInish TH, 2015, 'Trading rules, competition for order flow and market fragmentation', JOURNAL OF FINANCIAL ECONOMICS, 115, pp. 330 - 348,
    Journal articles | 2015
    Masulis RW; Guo L, 2015, 'Board Structure and Monitoring: New Evidence from CEO Turnovers', The Review of Financial Studies, 28, pp. 2770 - 2811,
    Journal articles | 2015
    Masulis RW; Kwan A; McInish T, 2015, 'Trading rules, competition for order flow and market fragmentation', Journal of Financial Economics, 115, pp. 330 - 348,
    Journal articles | 2015
    Masulis RW; Reza SW, 2015, 'Agency problems of corporate philanthropy', Review of Financial Studies, 28, pp. 592 - 636,
    Journal articles | 2014
    Krishnan CNV; Masulis RW; Thomas RS; Thompson RB, 2014, 'Jurisdictional effects in M&A litigation', Journal of Empirical Legal Studies, 11, pp. 132 - 158,
    Journal articles | 2014
    Masulis RW; Mobbs S, 2014, 'Independent director incentives: Where do talented directors spend their limited time and energy?', Journal of Financial Economics, 111, pp. 406 - 429,
    Journal articles | 2013
    Karpoff JM; Lee G; Masulis RW, 2013, 'Contracting under asymmetric information: Evidence from lockup agreements in seasoned equity offerings', Journal of Financial Economics, 110, pp. 607 - 626,
    Journal articles | 2013
    Masulis R; Krishnan CVN, 2013, 'Law Firm expertise and Mergers and Acquisitions', Journal of Law and Economics, 56, pp. 189 - 226
    Journal articles | 2012
    Masulis R; Krishnan C, 2012, 'Venture Capital Reputation', My Research Gateway 20130329 Test Case 2, pp. Chapter 4 - Chapter 4,
    Journal articles | 2012
    Masulis R; Wang C; Xie F, 2012, 'Globalizing the boardroom-The effects of foreign directors on corporate governance and firm performance', Journal of Accounting and Economics, 53, pp. 527 - 554,
    Journal articles | 2011
    Hill JG; Masulis RW; Thomas RS, 2011, 'Comparing CEO employment contract provisions: Differences between Australia and the United States', Vanderbilt Law Review, 64, pp. 559 - 608,
    Journal articles | 2011
    Krishnan CNV; Ivanov V; Masulis R; Singh AK, 2011, 'Venture capital reputation, post-IPO performance, and corporate governance', Journal of Financial and Quantitative Analysis, 46, pp. 1295 - 1333,
    Journal articles | 2011
    Masulis R; Mobbs S, 2011, 'Are All Inside Directors the Same? Evidence from the External Directorship Market', Journal of Finance, 66, pp. 823 - 872,
    Journal articles | 2011
    Masulis R; Nahata R, 2011, 'Venture capital conflicts of interest: Evidence from acquisitions of venture-backed firms', Journal of Financial and Quantitative Analysis, 46, pp. 395 - 430,
    Journal articles | 2009
    Masulis RW; Nahata R, 2009, 'Financial contracting with strategic investors: Evidence from corporate venture capital backed IPOs', Journal of Financial Intermediation, 18, pp. 599 - 631,
    Journal articles | 2009
    Masulis RW; Wang C; Xie F, 2009, 'Agency problems at dual-class companies', Journal of Finance, 64, pp. 1697 - 1727,
    Journal articles | 2006
    Faccio M; Masulis RW; Mcconnell JJ, 2006, 'Political connections and corporate bailouts', Journal of Finance, 61, pp. 2597 - 2635,
    Journal articles | 2003
    Huang RD; Masulis RW, 2003, 'Trading activity and stock price volatility: Evidence from the London Stock Exchange', Journal of Empirical Finance, 10, pp. 249 - 269,
    Journal articles | 2003
    Phelps BD, 2003, 'Does Market Structure Affect the Immediacy of Stock Price Responses to News?', CFA Digest, 33, pp. 40 - 41,
    Journal articles | 2002
    Masulis RW; Shivakumar L, 2002, 'Does market structure affect the immediacy of stock price responses to news?', Journal of Financial and Quantitative Analysis, 37, pp. 617 - 648,
    Journal articles | 2001
    Maris BA, 2001, 'Seasoned Public Offerings: Resolution of the “New Issues Puzzleâ€', CFA Digest, 31, pp. 24 - 25,
    Journal articles | 2000
    Eckbo BE; Masulis RW; Norli Ø, 2000, 'Seasoned public offerings: Resolution of the `new issues puzzle'', Journal of Financial Economics, 56, pp. 251 - 291,
    Journal articles | 1999
    Huang RD; Masulis RW, 1999, 'FX spreads and dealer competition across the 24-hour trading day', Review of Financial Studies, 12, pp. 61 - 93,
    Journal articles | 1996
    Huang RD; Masulis RW; Stoll HR, 1996, 'Energy shocks and financial markets', Journal of Futures Markets, 16, pp. 1 - 27, http://dx.doi.org/10.1002/(SICI)1096-9934(199602)16:1<1::AID-FUT1>3.0.CO;2-Q
    Journal articles | 1995
    Eckbo BE; Masulis RW, 1995, 'Chapter 31 Seasoned equity offerings: A survey', Handbooks in Operations Research and Management Science, 9, pp. 1017 - 1072,
    Journal articles | 1995
    MASULIS RW; NG VK, 1995, 'OVERNIGHT AND DAYTIME STOCK-RETURN DYNAMICS ON THE LONDON STOCK-EXCHANGE - THE IMPACTS OF BIG-BANG AND THE 1987 STOCK-MARKET CRASH', JOURNAL OF BUSINESS & ECONOMIC STATISTICS, 13, pp. 365 - 378,
    Journal articles | 1995
    Masulis RW; Ng VK, 1995, 'Overnight and Daytime Stock-Return Dynamites on the London Stock Exchange: The Impacts of “Big Bang†and the 1987 Stock-Market Crash', Journal of Business & Economic Statistics, 13, pp. 365 - 378,
    Journal articles | 1993
    Choe H; Masulis RW; Nanda V, 1993, 'Common stock offerings across the business cycle. Theory and evidence', Journal of Empirical Finance, 1, pp. 3 - 31,
    Journal articles | 1992
    Eckbo BE; Masulis RW, 1992, 'Adverse selection and the rights offer paradox', Journal of Financial Economics, 32, pp. 293 - 332,
    Journal articles | 1991
    Dann LY; Masulis RW; Mayers D, 1991, 'Repurchase tender offers and earnings information', Journal of Accounting and Economics, 14, pp. 217 - 251,
    Journal articles | 1991
    LEASE RC; MASULIS RW; PAGE JR, 1991, 'An Investigation of Market Microstructure Impacts on Event Study Returns', The Journal of Finance, 46, pp. 1523 - 1536,
    Journal articles | 1990
    HAMAO Y; MASULIS RW; NG V, 1990, 'CORRELATIONS IN PRICE CHANGES AND VOLATILITY ACROSS INTERNATIONAL STOCK MARKETS', REVIEW OF FINANCIAL STUDIES, 3, pp. 281 - 307,
    Journal articles | 1988
    Masulis RW; Trueman B, 1988, 'Corporate Investment and Dividend Decisions under Differential Personal Taxation', Journal of Financial and Quantitative Analysis, 23, pp. 369 - 385,
    Journal articles | 1987
    Masulis RW, 1987, 'Changes in ownership structure. Conversions of mutual savings and loans to stock charter', Journal of Financial Economics, 18, pp. 29 - 59,
    Journal articles | 1986
    Masulis RW; Korwar AN, 1986, 'Seasoned equity offerings. An empirical investigation', Journal of Financial Economics, 15, pp. 91 - 118,
    Journal articles | 1984
    Grinblatt MS; Masulis RW; Titman S, 1984, 'The valuation effects of stock splits and stock dividends', Journal of Financial Economics, 13, pp. 461 - 490,
    Journal articles | 1984
    MASULIS RW, 1984, 'HOW BIG IS THE TAX-ADVANTAGE TO DEBT - DISCUSSION', JOURNAL OF FINANCE, 39, pp. 853 - 855,
    Journal articles | 1984
    Masulis RW, 1984, 'How Big is the Tax Advantage to Debt?: Discussion', The Journal of Finance, 39, pp. 853 - 853,
    Journal articles | 1983
    MASULIS RW, 1983, 'The Impact of Capital Structure Change on Firm Value: Some Estimates', The Journal of Finance, 38, pp. 107 - 126,
    Journal articles | 1982
    Masulis RW, 1982, 'Government intervention in the mortgage market. A study of anti-redlining regulations', Journal of Monetary Economics, 10, pp. 191 - 213,
    Journal articles | 1980
    DEANGELO H; MASULIS RW, 1980, 'LEVERAGE AND DIVIDEND IRRELEVANCY UNDER CORPORATE AND PERSONAL TAXATION', JOURNAL OF FINANCE, 35, pp. 453 - 464,
    Journal articles | 1980
    DeAngelo H; Masulis RW, 1980, 'Optimal capital structure under corporate and personal taxation', Journal of Financial Economics, 8, pp. 3 - 29,
    Journal articles | 1980
    MASULIS RW, 1980, 'STOCK REPURCHASE BY TENDER OFFER - AN ANALYSIS OF THE CAUSES OF COMMON STOCK-PRICE CHANGES', JOURNAL OF FINANCE, 35, pp. 305 - 319,
    Journal articles | 1980
    Masulis RW, 1980, 'The effects of capital structure change on security prices. A study of exchange offers', Journal of Financial Economics, 8, pp. 139 - 178,
    Journal articles | 1976
    Galai D; Masulis RW, 1976, 'The option pricing model and the risk factor of stock', Journal of Financial Economics, 3, pp. 53 - 81,
    Journal articles |
    Liu C; Low A; Masulis RW; Zhang L, 'Monitoring the Monitor: Distracted Institutional Investors and Board Governance', SSRN Electronic Journal,
  • Working Papers | 2019
    Masulis R; Zein J; Ang A; Pham P, 2019, Internal Capital Markets in Family Business Groups during the Global Financial Crisis,
    Working Papers | 2008
    Ivanov VI; Masulis RW, 2008, Corporate venture capital, strategic alliances, and the governance of newly public firms, 2008-15, ,
    Working Papers | 1982
    Masulis RW, 1982, The Impact on Firm Value of Capital Structure Change, Some Estimates, Finance,
  • Conference Papers | 2020
    Ellul A; Goldstein I; Holden C; Masulis R; Pontiff J; Schoar A, 2020, 'Annual Report of the Society for Financial Studies for 2018-2019', in Review of Corporate Finance Studies, pp. 207 - 226,
    Conference Papers | 2016
    Pham PK; masulis R; Zein J, 2016, 'Why Do Family Business Groups Expand by Creating New Public Firms', in Why Do Family Business Groups Expand by Creating New Public Firms, European Finance Association, Oslo, Norway, presented at European Finance Association, Oslo, Norway, 17 August 2016 - 19 August 2016,
    Conference Presentations | 2016
    Zein J; Masulis R; Dou Y, 2016, 'Shareholder wealth consequence of insider pledging of company stock as collateral for personal loans', presented at 2016 Western Finance Association Annual Meeting, Park City, Utah, U.S.A., 19 June 2016 - 23 June 2016
    Conference Papers | 2015
    Pham PK; Zein J; Masulis R, 2015, 'Internal Capital Markets in Family Business Groups during the Global Financial Crisis', in Internal Capital Markets in Family Business Groups during the Global Financial Crisis, Northern Finance Association, Lake Louise, Canada, presented at Northern Finance Association, Lake Louise, Canada, 18 September 2015 - 20 September 2015
    Conference Papers | 2012
    , 2012, 'Shareholder Litigation in mergers and Acquisitions', in Journal of Finance, http://www.afajof.org/details/landingpage/2866101/About-the-AFA.html, Chicago USA, presented at 6th Annual Conference on Empirical Legal Studies, Chicago USA, 06 January 2012 - 08 January 2012,
    Conference Abstracts | 1993
    MASULIS RW; NG V, 1993, 'OVERNIGHT AND DAYTIME STOCK RETURN DYNAMICS ON THE LONDON-STOCK-EXCHANGE', in JOURNAL OF FINANCE, AMER FINANCE ASSN, Vol. 48, pp. 1110 - 1110,
    Preprints |
    Ang A; Masulis RW; Pham PK; Zein J, Internal Capital Markets in Family Business Groups During the Global Financial Crisis,
    Preprints |
    Banerjee S; Masulis RW; Pal S, Do More Transparency & Disclosure Necessarily Enhance Firm Performance?,
    Preprints |
    Banerjee S; Masulis RW; Pal S, Regulation and Firm Value: Curious Case of Transparency and Disclosure Laws in Russia,
    Preprints |
    Banerjee S; Masulis RW, Entrenchment and Investment, ,
    Preprints |
    Banerjee S; Masulis RW, Ownership, Investment and Governance: The Costs and Benefits of Dual Class Shares,
    Preprints |
    Banerjee S; Masulis RW, Ownership, Investment and Governance: The Costs and Benefits of Dual Class Shares, ,
    Preprints |
    Banerjee S, Mitigating Effects of Gender Diverse Board in Companies with Aggressive Management,
    Preprints |
    Chang XS; Chen Y; Dasgupta S; Masulis RW, External Financing of Last Resort? Bank Lines of Credit as a Source of Long-Term Finance, ,
    Preprints |
    Dash S; Masulis RW; Pham PK; Zein J, Certification or Expropriation? Business Groups in IPO Markets, ,
    Preprints |
    Dou Y; Masulis RW; Zein J, Shareholder Wealth Consequences of Insider Pledging of Company Stock as Collateral for Personal Loans,
    Preprints |
    Faccio M; Masulis RW; McConnell JJ, Political Connections and Corporate Bailouts,
    Preprints |
    Guo L; Kong J; Masulis RW, Unemployment Insurance and Takeovers,
    Preprints |
    Guo L; Masulis RW, Board Structure and Monitoring: New Evidence from CEO Turnover, ,
    Preprints |
    Guo L; Masulis RW, Board Structure and Monitoring: New Evidence from CEO Turnover, ,
    Preprints |
    Islam ME; Masulis RW; Rahman L, Mobility Restrictions and Risk-Related Agency Conflicts: Evidence from a Quasi-Natural Experiment,
    Preprints |
    Ivanov VI; Masulis RW, Strategic Alliances and Corporate Governance in Newly Public Firms: Evidence from Corporate Venture Capital,
    Preprints |
    Ivanov VI; Masulis RW, Strategic Alliances and Corporate Governance in Newly Public Firms: Evidence from Venture Backed IPOs,
    Preprints |
    Ivanov VI; Masulis RW, Strategic Alliances and Corporate Governance in Newly Public Firms: Evidence from Venture Backed IPOs, ,
    Preprints |
    Johnson WC; Kang J-K; Masulis RW; Yi S, Supply-Chain Spillover Effects and the Interdependence of Firm Financing Decisions,
    Preprints |
    Karpoff JM; Lee G; Masulis RW, Lockup Agreements in Seasoned Equity Offerings: Evidence of Optimal Contracting,
    Preprints |
    Kim ST; Masulis RW, Order Imbalances Around Seasoned Equity Offerings, ,
    Preprints |
    Knyazeva A; Knyazeva D; Masulis RW, Effects of Local Director Markets on Corporate Boards,
    Preprints |
    Knyazeva A; Knyazeva D; Masulis RW, Local Director Talent and Board Composition,
    Preprints |
    Knyazeva A; Knyazeva D; Masulis RW, Local Director Talent and Board Composition, ,
    Preprints |
    Krishnan CNV; Masulis RW; Thomas RS; Thompson RB, Jurisdictional Effects in M&A Litigation, ,
    Preprints |
    Krishnan CNV; Masulis RW; Thomas RS; Thompson RB, Litigation in Mergers and Acquisitions,
    Preprints |
    Krishnan CNV; Masulis RW, Law Firm Expertise and Mergers and Acquisitions,
    Preprints |
    Krishnan CNV; Masulis RW, Venture Capital Reputation: A Survey,
    Preprints |
    Kwan A; Masulis RW; McInish TH, Trading Rules, Competition for Order Flow and Market Fragmentation,
    Preprints |
    Li X; Masulis RW, Equity Ownership in IPO Issuers by Brokerage Firms and Analyst Research Coverage, ,
    Preprints |
    Li X; Masulis RW, Equity Ownership in IPO Issuers by Brokerage Firms and Analyst Research Coverage, ,
    Preprints |
    Li X; Masulis RW, How Do Venture Investments by Different Classes of Financial Institutions Affect the Equity Underwriting Process?,
    Preprints |
    Li X; Masulis RW, Venture Capital Investments by IPO Underwriters: Certification, Alignment of Interest or Moral Hazard?,
    Preprints |
    Liu CY, When Does Stock Option Compensation Undercut Firm Performance? Evidence from Product Market Relationships,
    Preprints |
    Masulis RW; Ivanov VI, Strategic Alliances and Corporate Governance in Newly Public Firms: Evidence from Venture Backed IPOs, ,
    Preprints |
    Masulis RW; Kim ST, Order Imbalances Around Seasoned Equity Offerings, ,
    Preprints |
    Masulis RW; Mobbs HS, Are All Inside Directors the Same? Evidence from the External Directorship Market.,
    Preprints |
    Masulis RW; Mobbs HS, Independent Director Incentives: Where do Talented Directors Spend Their Time and Energy?,
    Preprints |
    Masulis RW; Mobbs HS, Reputation Incentives of Independent Directors: Impacts on Board Monitoring and Adverse Corporate Actions,
    Preprints |
    Masulis RW; Mobbs S, Independent Director Reputation Incentives: CEO Compensation Contracting and Financial Accounting Quality,
    Preprints |
    Masulis RW; Nahata R, Financial Contracting with Strategic Investors: Evidence from Corporate Venture Capital Backed IPOs,
    Preprints |
    Masulis RW; Pham PK; Zein J, Does Group Affiliation Facilitate Access to External Financing? Evidence from IPOS by Family Business Groups, ,
    Preprints |
    Masulis RW; Pham PK; Zein J, Family Business Groups around the World: Financing Advantages, Control Motivations and Organizational Choices,
    Preprints |
    Masulis RW; Reza SW, Agency Problems of Corporate Philanthropy,
    Preprints |
    Masulis RW; Reza SW, Private Benefits and Corporate Investments: The Case of Corporate Philanthropy,
    Preprints |
    Masulis RW; Ruzzier CA; Xiao S; Zhao S, Do Independent Directors Matter?, ,
    Preprints |
    Masulis RW; Ruzzier CA; Xiao S; Zhao S, Do Independent Expert Directors Matter?,
    Preprints |
    Masulis RW; Ruzzier CA; Xiao S; Zhao S, Do Independent Expert Directors Matter?, ,
    Preprints |
    Masulis RW; Shen S; Zou H, Director Liability Protection and Board Quality, ,
    Preprints |
    Masulis RW; Simsir SA, Deal Initiation in Mergers and Acquisitions,
    Preprints |
    Masulis RW; Swan PL; Tobiansky B, The Sharing of Economic Benefits between Acquirers and Targets, ,
    Preprints |
    Masulis RW; Swan PL, Do Wealth Creating Mergers and Acquisitions Really Hurt Bidder Shareholders?,
    Preprints |
    Masulis RW; Wang C; Xie F; Zhang S, Directors: Older and Wiser, or Too Old to Govern?,
    Preprints |
    Masulis RW; Wang C; Xie F, Agency Problems at Dual-Class Companies, ,
    Preprints |
    Masulis RW; Wang C; Xie F, Corporate Governance and Acquirer Returns, ,
    Preprints |
    Masulis RW; Wang C; Xie F, Employee-Manager Alliances and Shareholder Returns from Acquisitions,
    Preprints |
    Masulis RW; Wang C; Xie F, Globalizing the Boardroom - The Effects of Foreign Directors on Corporate Governance and Firm Performance,
    Preprints |
    Masulis RW; Zein J; Pham PK, Family Business Groups Around the World: Costs and Benefits of Pyramids,
    Preprints |
    Masulis RW; Zhang EJ, Preoccupied Independent Directors,
    Preprints |
    Masulis RW; Zhang EJ, Preoccupied Independent Directors, ,
    Preprints |
    Masulis RW; Zhang S, Compensation Gaps Among Top Corporate Executives, ,
    Preprints |
    Masulis RW; Zhang S, Compensation Gaps Among Top Executives: Evidence of Tournament Incentives or Productivity Differentials?, ,
    Preprints |
    Masulis RW; Zhang S, Compensation Gaps Among Top Executives: Evidence of Tournament Incentives or Productivity Differentials?, ,
    Preprints |
    Masulis RW, A Survey of Recent Evidence on Boards of Directors and CEO Incentives, ,
    Preprints |
    Pham PK; Zein J; Masulis RW; Dash S, Certification or Expropriation? Business Groups in IPO Markets, ,

Research Grants:

  • Governance and the investment performance of not-for-profit endownments

Ìý Ìý Ìý Ìý Ìý ARC Linkage Grant LP160100956, 2016 in collaboration with Credit Suisse AG and the University of Mannheim.

Ìý Ìý Ìý Ìý Ìý Dates: 2016-2022

Ìý Ìý Ìý Ìý Ìý Investigators: Professors Ron Masulis and Jerry Parwada, and Associate Professor Kingsley Fong with Mr Nigel Renton and Professor Ernst Maug

Ìý Ìý Ìý Ìý Ìý Grant Amount: $169,000

  • Do wealth creating mergers and acquisitions really hurt acquirer shareholders?

Ìý Ìý Ìý Ìý Ìý ARC Discovery Grant 2012 DP120102485

Ìý Ìý Ìý Ìý Ìý Dates: 2011-2014

Ìý Ìý Ìý Ìý Ìý Investigators: Professor Peter L Swan, Professor Ronald W Masulis

Ìý Ìý Ìý Ìý Ìý Grant Amount: $230,000

  • Ownership linkage and the functioning of inter-firm capital markets during the Global Financial Crisis

Ìý Ìý Ìý Ìý Ìý ARC Discovery Grant 2012 DP120104488

Ìý Ìý Ìý Ìý Ìý Dates: 2011-2014

Ìý Ìý Ìý Ìý Ìý Investigators: Professor Ronald W Masulis, Associate Professors Kien Peter Pham and Jason Zein

Ìý Ìý Ìý Ìý Ìý Grant amount: $100,000

  • The Subversion of Contemporary Performance-Based Pay: A Comparative Australian US Study

Ìý Ìý Ìý Ìý Ìý ARC Discovery Grant DP0665461

Ìý Ìý Ìý Ìý Ìý Dates: 2005-2007

Ìý Ìý Ìý Ìý Ìý Investigators: Professor Jennifer Hill, Ronald Masulis and Randall Thomas

Ìý Ìý Ìý Ìý Ìý Grant Amount: $210,000

Ìý

Awards and Honors:

  • 2022 Program Co-Chair, Asia-Pacific Financial Management Association Meetings
  • 2018 Best Corporate Finance Paper, Capital Markets and Corporate Governance Conference, Melbourne
  • 2018 Program Chair, SFS Asia-Pacific Cavalcade, Singapore
  • 2018 Elected Vice President, Annual Program, Financial Management Association
  • 2017 Australian Graduate School of Management Scholar
  • 2017 Vice Program Chair, SFS Asia-Pacific Cavalcade, Beijing
  • 2017 Securities & Exchange Commission Research Fellow
  • 2015 Winner of the Emerald Citation of Excellence Award
  • 2014 Fellow, Academy of the Social Sciences in Australia (ASSA)
  • 2014 - 2017 Academic Director: Financial Intermediation Research Society (FIRS)
  • 2013 - 2017 Macquarie Group Chair of Financial Services
  • 2013 - 2015 Vice President of Global Services, Financial Management AssociationÌý
  • 2013 - 2015 Vice President of Global Services, Financial Management Association
  • 2012 Senior Academic Fellow, Asia Bureau of Finance and Economic Research
  • 2011 -Ìý Present Scientia Professor
  • 2011 Best Corporate Finance Paper Award, 2nd Annual Finance and Corporate Governance Conference, Melbourne
  • 2009 Best Paper in Corporate Finance Award, European FMA Meetings
  • 2009 Research Associate, European Corporate Governance Institute (ECGI)
  • 2007 Hana Bank Best Paper Award, 2nd Int'l Conference on Asia-Pacific Financial Markets, Seoul
  • 2006 Journal of Financial Economics All Star Paper Awards (5 papers)
  • 2006 Brattle Prize Nomination (Best Corporate Finance Paper Published in the Journal of Finance)
  • 2005 Australian Research Council Grant
  • 2005 Financial Economists Roundtable
  • 2003 Research Impact Award, Vanderbilt University
  • 1996 Webb Award for Teaching Excellence, Vanderbilt University
  • 1995 and 1998 Dean's Award for Teaching Excellence, Vanderbilt University
  • 1985 Institute for Quantitative Research in Finance, Roger Murray Prize Competition
  • 1979 - 1980 Securities and Exchange Commission Research Fellowship

Ìý

Book

The Debt‑Equity Choice, Institutional Investor Series in Finance, Ballinger Press, 1988.

Engagement Activities

  • President: Financial Management Association International 2020-2021
  • Board of Directors/Executive Committees:

Ìý Ìý Ìý Ìý Ìý Financial Intermediation Research Society, 2015 – 2017Ìý Ìý Ìý Ìý Ìý

Ìý Ìý Ìý Ìý Ìý Financial Management Association, 2005-2007, 2013-2015, 2016

Ìý Ìý Ìý Ìý Ìý American Finance Association, 1988 – 1990

Ìý Ìý Ìý Ìý Ìý Western Finance Association, 1988 – 1990

Advisory Editor:

  • Pacific Basin Finance Journal,Ìý2021-Current
  • Journal of Multinational Financial Management,Ìý2015-Current
  • Financial Management,Ìý2012 -2016

Associate Editor:

  • Journal of Financial and Quantitative Analysis,Ìý1985-Current
  • Journal of Financial Stability,Ìý2019-Current
  • Pacific Basin Finance Journal,Ìý2006-2021
  • Journal of Finance, 1985-1988, 1993-2000
  • Review of Financial Studies, 1987-1989
  • Journal of Financial Economics, 1987-1990
  • Journal of Financial Intermediation, 1989-1995
  • Journal of Financial Research, 1991-1999
  • Journal of Corporate Finance, 1993-2001

Special Issue Co-Editor:

  • Financial Management, "Market Microstructure and Corporate Finance," Winter 1992.
  • Pacific Basin Finance Journal, "Economic Advantages of Family Firms," 2017-2019

Senior Academic Fellow:

  • Asian Bureau of Finance and Economic Research (ABFER) 2013-current

Research Associate:

  • European Corporate Governance Institute (ECGI), 2009-current

Professional Association Officer:

  • Elected Vice President, 2018 Program,Financial Management Association
  • 2017 SFS Asian Finance Cavalcade, Vice Chair
  • 2018 SFS Asian Finance Cavalcade, chair

Guest Contributor:

  • Columbia Law School Blue Sky Blog on Corporations and the Capital Markets, 2013Ìý–Ìýcurrent
  • Harvard Law School Forum on Corporate Governance and Financial Regulation, 2010Ìý– current

Annual Meetings and Conference Program Committees:

    • American Finance Association Meetings: 2015, 2012, 2003, 1998, 1995, 1994, 1991, 1990
    • FMA Asian Conference: 2009 – 2016
    • Western Finance Association: 1990-1997, 2005 – 2018
    • European Finance Association: 2022, 2021, 2019, 2011 – 2017, 1997, 1996
    • Financial Management Association: 2021, 2006 – 2019
    • China International Conference in Finance 2010 – 2019
    • ISB Summer Research Conference in Finance 2012 – 2021
    • Financial Intermediation Research Society Annual Meetings 2011 – 2018
    • ASU Sonoran Winter Finance Conference, 2014 – 2019
    • University of Kentucky Finance Conference, 2016 – 2019
    • Annual Cass MARC Academic Conference, 2022, 2021, 2019, 2017, 2016
    • Indonesian Finance Association Annual Conference, 2018
    • Australasian Banking and Finance Conference, 2017, 2009 – 2015
    • Asian Finance Association Conference, 2016, 2008 – 2012
    • Washington University Conference on Corporate Finance, 2007 – 2010
    • EFM Symposium on Corporate Governance and Control, 2009
    • EFM Symposium on Corporate Governance, 2009
    • EFMA Symposium on Asian Finance, 2010
    • FMA Doctoral Symposium, Panelist, 2007, 1994
    • FMA Doctoral Symposium, Chair 2005
    • European FMA Doctoral Symposium, Panelist 2009
    • Conference of Empirical Legal Studies Annual Meeting, 2010 – 2012
    • Singapore International Finance Conference, 2011 – 2012
    • FMA Asia PhD Consortium 2011, 2012, Coordinator 2017
    • FMA Asia/Pacific Conference Co-Chair, Sydney 2016
    • SFS Finance Cavalcade 2011
    • Symposium in Financial Economics, Hong Kong, 2019
    • Vietnam International Conference in Finance, 2016
    • FIRS PhD Program, Co-Chair, Hong Kong 2017
    • Co-Chair FIRN Corporate Finance Workshop Sydney, 2016

My Research Supervision

Jinzhao Du, (chair) School of Banking and Finance, UNSW, 2018-

June Chan (chair) School of Banking and Finance, UNSW, 2020-

My Teaching

  • 2010 - 2022ÌýEmpirical Corporate Governance (FINS5581)
  • 2020 - 2022ÌýFinance Research in Practice (FINS5590)
  • 2010 - 2014, 2016-2017, 2019 Takeovers, Restructuring and Corporate Governance (FINS5538)